Jobs at UNOCASA Limited

• Are you a compliance-savvy legal professional with a deep understanding of the Nigerian Capital Markets?
• The Legal & Compliance Officer supports the firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund/Portfolio Manager.
• The role ensures compliance with SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal policies.
• The officer also provides legal advisory, prepares and reviews transaction documents, manages regulatory filings, and serves as a key interface between the firm and regulators (SEC, NFIU, FIRS, CAC, etc.).

• This is a hands-on role requiring strong analytical skills, attention to detail, and the ability to interpret and apply financial regulations.

• Lead SEC regulatory filings (Daily, QMR, AUM, Annual).
• Draft and negotiate complex investment agreements (IMAs, SLAs, NDAs).
• Act as the primary interface for SEC, NFIU, and CAC.
• Drive the AML/CFT and KYC/CDD framework.

• LLB / BL with 3–6 years of experience in Asset Management, Fund Management, or Investment Banking.
• Proven track record of handling SEC Nigeria rules and filings.
• High integrity and the ability to work independently in a fast-paced environment.

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